Guidelines for use of serum free light chain assays

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Chapter

25

SECTION 4 - General applications of free light chain assays

Guidelines for use of serum free light chain assays

Contents

International and national guidelines for identifying and managing patients with plasma cell dyscrasias are published and updated on a regular basis. These guidelines are widely adopted for assessing new patients and for patient entry into clinical trials. This chapter provides an overview of key available guidelines with an emphasis on recommendations relating to the serum free light chain (sFLC) component (identified in blue).

All guidelines and proposed clinical utilities have been based upon sFLC data generated using Freelite kits manufactured by The Binding Site. In some countries, products intended for measurement of sFLC, have been made available by other manufacturers. Trials of such products have produced poor correlations with sFLC concentrations determined using Freelite. Therefore, it cannot be assumed that other products will have the same clinical utility or give compliance with current guidelines, listed in this chapter.

25.1. Criteria for the classification of monoclonal gammopathies, multiple myeloma and related disorders

Comprehensive guidelines on the classification of monoclonal gammopathies, multiple myeloma (MM) and related disorders were first published in 2003 [1]. They were updated in 2006 [2], and further clarified in 2009 [3] and 2010 [4]. The classification criteria for the various disorders are as follows:

Monoclonal gammopathy of undetermined significance (MGUS)
All three criteria must be met:
  • Serum monoclonal protein <30g/L
  • Clonal bone marrow plasma cells <10%
  • Absence of end-organ damage such as hypercalcaemia, renal insufficiency, anaemia, and bone lesions that can be attributed to the plasma cell proliferative disorder
Smouldering (asymptomatic) multiple myeloma (SMM)
Both criteria must be met:
  • Serum monoclonal protein (IgG or IgA) ≥30g/L and/or clonal bone marrow plasma cells ≥10%
  • Absence of end-organ damage such as lytic bone lesions, anaemia, hypercalcalcaemia, or renal failure that can be attributed to the plasma cell proliferative disorder
Multiple myeloma
All three criteria must be met, except as noted:
  • Clonal bone marrow plasma cells ≥10%
  • Presence of serum and/or urinary monoclonal protein (except in patients with nonsecretory multiple myeloma [NSMM])
  • Evidence of end-organ damage that can be attributed to the underlying plasma cell proliferative disorder, specifically:
    • Hypercalcaemia: serum calcium ≥11.5 mg/dL or
    • Renal insufficiency: serum creatinine >1.73 mmol/L
    • Anaemia: normochromic, normocytic with a haemoglobin value of >2 g/dL below the lower limit of normal or a haemoglobin value <10 g/dL
    • Bone lesions: lytic lesions, severe osteopaenia or pathological fractures

Classification criteria for the less common plasma cell dyscrasias (some of which do not yet include the use of sFLCs) are described in Chapter 18.

25.2. International Myeloma Working Group: guidelines for serum free light chain analysis in multiple myeloma and related disorders (2009)

These guidelines, published in 2009 [5], discuss published evidence for the utility and application of sFLC assays for most plasma cell disorders, including symptomatic MM, NSMM, light chain multiple myeloma (LCMM), SMM, MGUS, solitary plasmacytoma and AL amyloidosis. Furthermore, these guidelines highlight key recommendations for the use of sFLC assays in screening, prognosis and in the assessment of patient response to treatment. Specific emphasis is placed on distinguishing between proven utility and those potential utilities which remain under investigation.

Screening

sFLC assays are recommended for use in combination with serum protein electrophoresis (SPE) and serum immunofixation electrophoresis (sIFE) to screen for pathological monoclonal plasma cell proliferative disorders other than AL amyloidosis, which also requires a 24-hour urine immunofixation electrophoresis (uIFE).

Prognosis

It is recommended that baseline sFLC assay results are obtained at diagnosis for all patients with MGUS, SMM or active MM, solitary plasmacytoma and AL amyloidosis. Highly abnormal results have been shown to have prognostic value in virtually every plasma cell disorder. Notably, in MGUS, SMM and plasmacytoma, a highly abnormal sFLC ratio indicates a substantial risk of progression to systemic disease.

Monitoring and response assessment

sFLC assays are recommended for the quantitatitve monitoring of patients with oligosecretory plasma cell disorders, including patients with AL amyloidosis, oligosecretory myeloma, and in nearly two-thirds of patients previously classified as having NSMM. Furthermore, in the absence of urinary evaluations or FLC measurements, light chain escape can be missed and so these tests should be performed periodically. Baseline results of sFLC testing are required prior to initiating new chemotherapy regimens for all patients with MM to determine if a stringent complete response has been attained after a complete response has been achieved. Despite limited published data validating the use of sFLC assays in patients with light chain deposition disease, the personal experience of the guidelines' authors confirms their utility in these cases.

25.3. International Myeloma Working Group: guidelines for monoclonal gammopathy of undetermined significance and smouldering multiple myeloma (2010)

For patients with MGUS, the size of the monoclonal protein, type of monoclonal protein, sFLC ratio, as well as the proportion of aberrant plasma cells within the bone marrow are helpful in identifying patients who are at increased risk of progression [6][7][8][9][10]. International Myeloma Working Group (IMWG) guidelines [4] now recommend that patients with MGUS should be risk stratified at diagnosis to optimise counselling and follow-up using a risk-stratification model incorporating the following risk factors: serum monoclonal immunoglobulin size (≥15 g/L); serum monoclonal immunoglobulin type (IgA or IgM); abnormal sFLC κ/λ ratio (Table 25.1 and Chapter 19). For patients with low-risk MGUS, a baseline bone marrow examination or skeletal radiography is not routinely indicated. For patients with intermediate- and high-risk MGUS a bone marrow aspirate and biopsy should be carried out at baseline to rule out any underlying plasma cell malignancy [4].

MGUS risk group Criteria Absolute risk* (%) Recommended follow-up
Low No risk factors present 2 6 months initially, and if stable, follow up every 2-3 years or when symptoms suggest a plasma cell malignancy
Low-intermediate Any one risk factor present 10 6 months initially, then annually and upon any change in the patient's clinical condition
High-intermediate Any two risk factors present 18
High All three risk factors present 27

Table 25.1 Summary of MGUS risk groups and recommended follow-up. *of progression at 20 years accounting for death as a competing risk. Risk factors are defined as serum monoclonal immunoglobulin size (≥15 g/L), serum monoclonal immunoglobulin type (IgA or IgM) and an abnormal sFLC κ/λ ratio.

For patients with SMM, the IMWG recommend initial laboratory tests to confirm the diagnosis (SPE, 24-hour urine collection for electrophoresis), and to rule out MM (full blood cell count, calcium, and creatinine), at baseline and after 2 to 3 months. Baseline sFLC measurements are required for risk stratification and a baseline bone marrow biopsy and skeletal survey are mandatory. If the results are stable, the studies should be repeated every 4 to 6 months for the first year, and then, if remaining stable, the follow-up period can be lengthened to every 6 to 12 months [4].

25.4. UK Myeloma Forum and Nordic Myeloma Study Group: guidelines for the investigation of newly detected monoclonal proteins and management of monoclonal gammopathy of undetermined significance (2009)

These 2009 guidelines [11] recommend screening for monoclonal proteins in patients where there is clinical suspicion of plasma cell dyscrasia or B-cell malignancy. Screening should also be performed when the results of other laboratory tests raise the possibility of the presence of a monoclonal protein (such as raised ESR [>30 mm/h], anaemia, renal failure, hypercalcaemia). Serum and urine electrophoresis should be performed intially, and if the clinical suspicion of an underlying plasma cell dyscrasia is strong despite the absence of a detectable monoclonal protein, then immunofixation should be requested. sFLC analysis is required to detect NSMM and some cases of AL amyloidosis and LCMM when urine is not available. sFLC analysis is also advised where serum immunoglobulin levels are low and no serum monoclonal protein is identified. Alternatively a urine sample may be requested for IFE.

The guidelines also discuss MGUS risk-stratification and the value of the sFLC κ/λ ratio, along with monoclonal protein level and immunoglobulin type, in differentiating patients at low to high risk of malignant transformation [12]. According to these guidelines [11], the frequency of monitoring MGUS patients considered to be at low risk, particularly those with low paraprotein concentrations, could be reduced if actual life expectancy is low and all lymphoproliferative diseases other than MGUS have been excluded. This is in agreement with the IMWG guidelines (see Section 25.3 above) [4]. For those patients with longer life expectancies, higher monoclonal protein levels, and non-IgG subtypes, monitoring every 3 to 4 months within the first year was advised and thereafter once or twice yearly in the absence of symptoms of progression. For MGUS patients with an abnormal baseline sFLC ratio or significant Bence Jones proteinuria, the risk of renal failure and disease progression is increased. These patients should be considered for more frequent monitoring and be advised to maintain high fluid intake.

25.5. International Myeloma Working Group: guidelines for standard investigative workup of patients with suspected multiple myeloma (2011)

sFLC analysis is recommended as part of the standard investigative workup in all newly diagnosed patients with plasma cell dyscrasias [13]. It was noted that sFLC testing is particularly important in patients with NSMM, LCMM, as well as in patients with oligosecretory myeloma. Measurement of urine FLC levels is not recommended.

25.6. International Myeloma Working Group: guidelines for risk stratification in multiple myeloma (2011)

Evaluation of prognostic factors and risk stratification in newly-diagnosed patients is important to define treatment strategies, compare outcome of therapeutic trials and predict survival from diagnosis. The 2011 IMWG guidelines for risk stratification [14] state that the International Staging System (ISS) [15], incorporating serum albumin and β2-microglobulin, is applicable as a prognostic system in the majority of settings. High serum β2-microglobulin and ISS stages II and III are considered to predict higher-risk disease (Table 25.2). In addition, cytogenetics and fluorescence in situ hybridization (FISH) analysis plays an important and independent role in risk stratification.

Other factors may play significant roles in risk stratification including extramedullary or plasmablastic disease, plasma cell leukaemia, renal failure, lactate dehydrogenase (LDH), IgA, high sFLCs and an abnormal κ/λ ratio.

Stage Criteria Median Survival
I Serum β2M <3.5mg/L and serum albumin ≥35g/L 62 months
II Serum β2M <3.5mg/L but serum albumin <35g/L; or serum β2M between 3.5 and <5.5mg/L, irrespective of the serum albumin level 44 months
III Serum β2M ≥5.5mg/L 29 months

Table 25.2 International Staging System.

Earlier staging systems included concentrations of monoclonal immunoglobulins. It has now been realised that these have little relevance to MM outcome. For IgG MM this may be due to variable recycling by FcRn receptors (Chapters 10 and 32). In contrast, elevated sFLC concentrations and abnormal κ/λ ratios do relate to disease stage and outcome (Chapters 11 and 12). This may be due to their more constant clearance rate, capacity to cause renal damage (Chapter 13) and their association with IgH translocations [16].

25.7. International Myeloma Working Group: consensus recommendations for the uniform reporting of clinical trials (2011)

The IMWG consensus recommendations for the uniform reporting of clinical trials summarise the current response criteria in MM (Table 25.3) [17]. It is proposed that all future clinical trials in MM should follow these guidelines when reporting results. The recommendations are largely based on the IMWG uniform response criteria [18], with additional clarifications [3][17]. Incorporation of the sFLC assays into the response criteria has facilitated the inclusion and evaluation of patients with oligosecretory and nonsecretory disease, and has also provided stricter definitions of complete response [18].

Response subcategory
Response criteria
Complete response (CR)
  • Negative IFE of serum and urine, and
  • Disappearance of any soft tissue plasmacytomas, and
  • <5% plasma cells in bone marrow
  • In patients in whom the only measurable disease is by sFLC levels, CR is defined as a normal FLC ratio (0.26-1.65) in addition to the CR criteria listed above
Stringent complete response (sCR)
CR as defined above plus
  • Normal FLC ratio, and
  • Absence of clonal plasma cells by immunohistochemistry or 2-4 colour flow cytometry
Immunophenotypic CR
sCR plus
  • absence of phenotypically aberrant plasma cells in bone marrow with a minimum of one million total bone marrow cells analyzed by multiparametric flow cytometry (with ≥4 colours)
Molecular CR
CR plus
  • Negative ASO-PCR, sensitivity 10-5
Very good partial response (VGPR)
  • Serum and urine M-protein detectable by IFE but not on electrophoresis, or
  • ≥90% reduction in serum M-protein plus urine M-protein <100 mg per 24 hours
  • In patients in whom the only measurable disease is by sFLC levels, VGPR is defined as a >90% decrease in the difference between involved and uninvolved sFLC levels
Patial response (PR)
  • ≥50% reduction of serum M-protein and reduction in 24-hour urinary M-protein by ≥90% or to <200 mg per 24 hours
  • In patients in whom the only measurable disease is by sFLC levels, PR is defined as a ≥50% decrease in the difference between involved and uninvolved sFLC levels
  • If serum and urine M-protein are unmeasurable, and sFLCs are also unmeasurable, ≥50% reduction in bone marrow plasma cells is required in place of M-protein, provided baseline percentage was ≥30%
  • In addition to the above criteria, if present at baseline, ≥50% reduction in the size of soft tissue plasmacytomas is also required
Stable disease (SD)
Not meeting criteria for CR, VGPR, PR or progressive disease
Progressive disease (PD)
  • Increase of 25% from lowest response value in any one or more of the following:
    • Serum M-protein (absolute increase must be ≥5 g/L) and/or
    • Urine M-protein (absolute increase must be ≥200 mg/24 hours) and/or
    • In patients in whom the only measurable disease is by sFLC levels, the difference between involved and uninvolved sFLC levels (absolute increase must be >100 mg/L)
    • If serum and urine M-protein are unmeasurable, and sFLCs are also unmeasurable, bone marrow plasma cell percentage (absolute % must be ≥10%)
  • Definite development of new bone lesions or soft tissue plasmacytomas or definite increase in the size of existing bone lesions or soft tissue plasmacytomas
  • Development of hypercalcaemia (corrected serum calcium >11.5 mg/dL) that can be attributed solely to the plasma cell proliferative disorder

Table 25.3 IMWG: uniform response criteria for MM
Note that all response categories require two consecutive assessments made at any time before the institution of any new therapy. CR, PR and SD categories also require no known evidence of progressive or new bone lesions if radiographic studies were performed. VGPR and CR categories require serum and urine studies to be performed regardless of whether baseline disease was measurable by serum and/or urine electrophoretic techniques. Radiographic studies are not required to satisfy these response requirements. Bone marrow assessments need not be confirmed. For PD, serum M-protein increases of ≥10 g/L are sufficient to define relapse if baseline M-protein is ≥50 g/L. ASO-PCR: Allele-specific oligonucleotide polymerase chain reaction.


It is recommended that patients undergoing therapy be tracked monthly for the first year of new therapy and every alternate month thereafter. Patients with measurable disease by SPE or UPE (defined as serum monoclonal protein ≥10 g/L; urine monoclonal protein ≥200 mg/24 hours), or both, will be assessed for response based only on these two tests, and not by FLC assays. In these patients, FLC assays are only required for assessment of stringent complete response [18].

In patients in whom the only measurable disease is by sFLC levels (defined as involved FLC ≥100 mg/L, provided that the FLC ratio is abnormal), the definition of partial or very good partial sFLC response requires subtraction of the tumour ("involved") FLC from the non-tumour ("uninvolved") FLC. This difference calculation provides an interpretable result when the non-tumour FLC is either below the detection limit or fluctuating widely. It is also helpful when interpreting high concentrations of the alternate FLC, as observed in patients with impaired renal function (Chapter 20.2).

25.8. British Committee for Standards in Haematology: guidelines on the diagnosis and management of multiple myeloma (2011)

British guidelines on the diagnosis and management of MM published in 2006 [19] have undergone major revision [20][21]. These guidelines include the following uses of sFLC measurements:

Investigation and diagnosis

Assessment of sFLCs is recommended as part of the diagnostic work up of patients where there is a strong suspicion of myeloma but in whom routine serum protein electrophoresis is negative. sFLC analyses are also recommended for those patients for whom no urine has not been sent to the laboratory (Chapters 23 and 24). Quantification of sFLCs and κ/λ ratio is recommended in the initial investigation of patients with LCMM, NSMM and oligosecretory disease (Chapters 8, 9 and 11).

Measuring response to therapy

sFLC assays are recommended for response assessment in all patients with LCMM, NSMM and oligosecretory disease (Chapters 23 and 24). sFLCs should also be used to monitor patients with renal impairment. Response to therapy should be defined using the IMWG uniform response criteria (see Section 25.7). The stringent complete response category is recommended only for use in a clinical trial setting.

Monitoring SMM

Monitoring of patients with SMM should include regular clinical assessment and monoclonal protein measurement, including sFLC analysis when indicated.

25.9. National Comprehensive Cancer Network Clinical Practice Guidelines in Oncology (NCCN Guidelines®) for Multiple Myeloma V.1.2012

These guidelines developed by the National Comprehensive Cancer Network® (NCCN®) address diagnosis, treatment and follow-up for patients with MM [22]. The most recent version of the NCCN Guidelines® for Multiple Myeloma V.1.2012 is available at www.nccn.org [23]. These guidelines include the following uses of sFLC measurements:

Initial diagnostic workup

The NCCN Guidelines recommend sFLC analysis in the initial diagnostic work-up of all patients with suspected MM and related plasma cell disorders. Use of the sFLC assays, along with SPE and sIFE, yields high diagnostic sensitivity when screening for MM and related plasma cell disorders. The NCCN Guidelines also note the prognostic value of sFLC assays in plasma cell disorders including MGUS, SMM, AL amyloidosis and solitary plasmacytoma.

Follow-up surveillance

The NCCN Guidelines recommend sFLC analysis for monitoring cases of active MM following primary and additional treatments, as clinically indicated. sFLC analysis is also recommended for monitoring solitary plasmacytoma after primary treatment and for monitoring SMM, as clinically indicated.

Response criteria

The NCCN Guidelines recommend use of the IMWG uniform response criteria in future clinical trials. These response criteria include sFLC analysis, and are described in Section 25.7 above.

25.10. European Society of Medical Oncology: recommendations for diagnosis, treatment and follow-up of multiple myeloma (2009)

sFLC measurements are useful for identifying and monitoring patients with NSMM [24]. Furthermore, sFLC determination can be used as well as or instead of urine electrophoresis in follow-up assessments.

25.11. International Society of Amyloidosis: definition of organ involvement and response to treatment in AL amyloidosis (2010)

Uniform criteria for the definition of organ involvement and response to treatment in AL amyloidosis were first published in 2005 [25], and subsequently updated in 2010 at the 12th International Symposium on Amyloidosis (Table 25.4) [26][27][28]. The definition of measurable absolute concentration of involved FLC was revised to a >50 mg/L difference between involved and uninvolved FLC concentrations (dFLC). Patients with a dFLC below this threshold remain eligible for clinical trials but are evaluable only for CR and organ response [26].

Response subcategory
Response criteria
Complete response (CR)
  • Negative IFE of serum and urine, and
  • Normal FLC ratio, and
  • <5% plasma cells in bone marrow
Very good partial response (VGPR)
  • absolute value of the difference between involved and uninvolved sFLC concentrations is <40 mg/L
Partial response (PR)
  • >50% decrease in the difference between involved and uninvolved sFLC levels
No response
  • Other

Table 25.4 International Society of Amyloidosis criteria for haematological response

25.12. British Committee for Standards in Haematology: guidelines on the diagnosis and management of AL amyloidosis (2004)

The report includes the following recommendations [29]:

Investigation of suspected AL amyloidosis

Initial invesetigation should confirm the diagnosis of amyloidosis on tissue biopsy and this should be followed by investigations to establish the type of amyloid present, including quantitative sFLC assays (Chapter 15).

Monitoring AL amyloidosis

Response to treatment should be monitored with sFLC assays. The sFLC assays appear to be the most sensitive method for monitoring the clonal disease in AL amyloidosis patients. Treatment should be continued until the clonal disease has been suppressed by at least 50-75%, or until plateau (Chapter 15).


Chapter 24 Back to Contents Page Chapter 26

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